Financial Industry Consultants



Securities Consulting Group, Inc.



Serving clients since 1988


917-843-4499

Our backgrounds include roles as former regulators and registered personnel in various capacities, spanning over two decades. By combining the use of full-time employees with our consultants we are able to draw upon a nationwide pool of highly qualified individuals. Our staff can supplement a firm's existing personnel without the added costs attendant to the hiring of a full-time individual. Our client base has developed primarily through referrals, which speaks highly of our cost efficient, prompt and expert services.



Referrrals Upon Request





SERVICES PROVIDED



Broker-Dealer Registrations

Investment Adviser Registrations

NFA Registrations

State Registrations

Individual Registrations

AML Testing

Written Supervisory Procedures

Bookkeeping

Financial Filings and FOCUS Reports

FINOP Registration and Support

Compliance and Regulatory Consulting






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We're here to serve you


Phone number: 917-843-4499
Email:song@securiitiesconsultinggroup.com



Securities Consulting Group, Inc.


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